Whether it’s litigation or a transaction, Carrington Coleman’s Financial Services practice provides industry clients with sophisticated, experienced, and knowledgeable legal representation, without sacrificing cost-effectiveness. We get what clients need done, done. A broker-dealer FINRA arbitration that needs to be handled efficiently? Done. An intricate financing structure developed? Done. We think, and work, like sophisticated problem-solvers – because we are.

Bloated teams produce bloated work. Whenever possible – and it usually is possible – we staff projects and cases with lean, highly experienced teams. Everyone knows what’s going on, everyone is hands-on, and this approach produces work that’s more nuanced, closer to the deal or matter, and in the end, more cost-effective. Less bureaucracy, less distance means better thinking and better results. Small, smart teams are the Carrington way.

Providing Confidence in an Uncertain Market

In today’s volatile financial markets, clients can face unprecedented risk. Venture capital and private equity funds need to deploy cash, for example, but are targets for litigation from unhappy investors. Our clients, who include banks, and broker-dealers, need savvy, focused and forward-thinking guidance. We work to help clients manage uncertainty, and its attendant risk, by structuring transactions with appropriate disclosures, readying clients for possible litigation in advance, and helping quantify, and minimize, the exposure that’s the flip side of opportunity.