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Securities

Experienced, effective, talented. That’s what clients say about Carrington Coleman’s Securities team.

We have represented broker-dealers and investment firms in just about every kind of dispute that comes their way. These representations range from customer arbitrations, to regulatory inquiries, to multi-billion dollar lawsuits. Whether it’s representing our clients in a FINRA investigation or defending broker-dealers in high stakes litigation, our lawyers understand the industry.

Over the past 30 years, we have handled some of the nation’s most significant securities cases for investment firms, issuers, and directors and officers. The breadth and depth of our expertise is what you would expect to find in a big multinational firm, but our more moderate size allows us to more efficiently handle matters ranging in potential exposure from the billions to a few million. And with us, the partner you hire to represent you will be the partner who really works on the case.

We represent directors and officers who are being sued and help independent directors and audit committees conduct internal investigations. We handle securities and shareholder disputes of all types, as well as ERISA litigation. We regularly represent clients before the SEC and have significant experience with the DOJ.

Everybody on our team has years of experience in securities litigation. Unlike most litigators that see a few of these types of lawsuits over their careers, our team lives and breathes these cases—day in and day out, month in and month out. They’re not “general” litigators, but true experts in their field.

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